Joseph J Corcoran

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1967 → Present
  Moore Stephens
  Cranford, NJ
• 01/1998 → 10/2019
  1St Global Capital Corp.
  Cranford, NJ
• 04/2002 → 10/2019
  1St Global Advisors, Inc.
  Cranford, NJ
• 10/2002 → Present
  Ms Investment Partners, Llc
  Cranford, NJ
• 12/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Cranford, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Cranford, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Cranford, NJ
• 2002-06-05 → 2019-10-25
  1St Global Advisors Inc
  Cranford, NJ

Other Businesses

1) MS ADMINISTRATORS, INC POSITION: ADMINISTRATOR NATURE: EMPLOYEE BENEFITS INVESTMENT RELATED:: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2010 ADDRESS: Cranford NJ 07016, United States DESCRIPTION: CO-ADMINISTRATOR DEALING WITH DAILY ACTIVITY OF EMPLOYEE BENEFIT PLANS; 2) ALICE K HEGARTY ESTATE POSITION: co-executor NATURE: I was a co-executor of the estate of Alice K Hegarty INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2014 ADDRESS: 340 North Avenue, 3rd Floor, Cranford NJ 07016, United States DESCRIPTION: Mrs. Hegarty was a tax client, she passed in 2014 leaving 8 beneficiaries, My responsibility was to assist the other co-executor in liquidating her assets of which Avantax was a very minor amount. Those were distributed 7 years ago, The attorney instructed to keep a residual for contingencies, This was paid out this year, 3) MS INVESTMENT PARTNERS, LLC POSITION: Shareholder NATURE: Name used for my Avantax business.Follow up with clients and normal business functions. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2005 ADDRESS: 340 North Ave, Cranford NJ 07016, United States DESCRIPTION: The OBA consists of 4 shareholders and no employees. My responsibility is to meet with the other shareholders to discuss ways to improve financial services to the clients of the accounting firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-14
• S63 Uniform Securities Agent State Law Examination
  1998-07-21