Mark Anthony King

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-03-31
FL	RA	APPROVED	2008-05-20
GA	RA	APPROVED	2008-02-20

TX RA
APPROVED_RES

Since 2014-03-31
FL RA
APPROVED

Since 2008-05-20
GA RA
APPROVED

Since 2008-02-20

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	02/2008	Present

02/2008 → Present

Ubs Financial Services Inc

Atlanta, GA

Previous Registrations

1999-12-09 → 2008-02-27

Citigroup Global Markets Inc.

Miami, FL

Miami, FL

Other Businesses

RP 1593, LLC.; 619 Darlington Road NE, Atlanta, Georgia 30305; Partnership; Real Estate; condo rental; Start date: 10/3/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1999-12-17

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1999-12-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews