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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-11
CA RA APPROVED 2004-06-15
  • TX RA
    APPROVED_RES
    Since 2011-07-11
  • CA RA
    APPROVED
    Since 2004-06-15

Branch Locations

Rolling Hills Estates, CA • United States

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 09/1996 Present
Bank Of America, N.A. Los Angeles CA 07/2011 Present
Other Businesses

I*89302FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY RENTAL INCOMEINVESTMENT RELATED: NADDRESS OF BUSINESS:WOODLAND, CALIFORNIA 95776NATURE OF BUSINESS: OTHER,RENTAL INCOMEPOSITION, TITLE, ASSOCIATION: OTHER, CO-OWNER ,COLLECT RENTAL INCOMESTART DATE OF RELATIONSHIP: 4/17/2013NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I'M A CO-OWNER WITH MY PARENTS I*89303FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY RENTAL INCOMEINVESTMENT RELATED: NADDRESS OF BUSINESS:BEVERLY HILLS, CALIFORNIA 90211NATURE OF BUSINESS: OTHER,RENTAL INCOME PROPERTY IN LLCPOSITION, TITLE, ASSOCIATION: OTHER, CO-OWNER, COLLECT RENTAL INCOMESTART DATE OF RELATIONSHIP: 7/2/2012NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I'M A CO-OWNER WITH MY HUSBAND FOR THIS RENTAL PROPERTY I*89304FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY RENTAL INCOMEINVESTMENT RELATED: NADDRESS OF BUSINESS:SAN BERNARDINO, CALIFORNIA 92405NATURE OF BUSINESS: OTHER,RENTAL INCOME PROPERTYPOSITION, TITLE, ASSOCIATION: OTHER, CO-OWNER, COLLECT RENTAL INCOMESTART DATE OF RELATIONSHIP: 1/1/2009NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CO-OWNER WITH MY PARENTS AND MY HUSBAND I*1112269, Entity Type: Entity For Profit, Name of OBA: JJK LLC, Address: Beverly Hills, California, 90211, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 12/12/2022, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Property oversight, Real estate holding

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-15
  • S66 Uniform Combined State Law Examination
    1998-09-15
Other Names
  • Tiffany Yu
  • Tiffany Yu
  • Jungmin Yu

View on SEC IAPD

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