Jill S Spatola

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-04-28
CT	RA	APPROVED	2007-04-02

FL RA
APPROVED

Since 2021-04-28
CT RA
APPROVED

Since 2007-04-02

Branch Locations

Pocasset, MA • United States

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith	Rockland	MA	03/2007	Present
Bank Of America, N.A.	Hingham	MA	06/2011	Present

03/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith

Rockland, MA
06/2011 → Present

Bank Of America, N.A.

Hingham, MA

Previous Registrations

2000-11-05 → 2007-04-03

Strategic Advisers Llc

Braintree, MA

Other Businesses

I* 1690286For profit or not for profit: Entity For ProfitName of outside business organization: Charlotte Harbor Boat ExcursionsInvestment related: noAddress of business: Punta Gorda, FL, 33950Nature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 09/13/2023Number of hours devoted: 4 weekly Number of hours devoted during trading hours: 0Duties: Co Owner I*3787273, Entity Type: , Name of OBA: J S SP TTEE ERIC M S TTEE U/A DTD 01/28/2013 , Address: punta gorda, Florida, 33950, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 02/17/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4789267, Entity Type: , Name of OBA: J S S TTEE E M S TTEE U/A DTD 01/28/2013 , Address: Punta Gorda, Florida, 33950, Investment Related: N, Position, Title, Association: TTEE//GRANTR, Employee Start Date: 07/02/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-05-14
S65	Uniform Investment Adviser Law Examination	1998-05-14

S63 Uniform Securities Agent State Law Examination

1998-05-14
S65 Uniform Investment Adviser Law Examination

1998-05-14

Other Names

Jill S Lieberman
Jill Sondra Liberman
Jill Sondra Spatola

View on SEC IAPD