Roy Earl Mullin

Current Employers

Playbook Advisers Llc

Goldthwaite, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-10-01

TX RA
APPROVED

Since 2005-10-01

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Roy Mullin Enterprises, Llc	Austin	TX	09/2005	Present

09/2005 → Present

Roy Mullin Enterprises, Llc

Austin, TX

Previous Registrations

2005-09-19 → 2005-10-03

United Securities Alliance, Inc.

Houston, TX
2002-11-08 → 2005-09-08

United Securities Alliance, Inc.

Houston, TX

Other Businesses

In 2021, I became a founder of Karmic Payback, LLC, a business consulting service for private companies on path to an IPO or as an M&A target. IN 2020, I EARNED AN 8% INTEREST IN LITHIFIED TECHNOLOGIES TEXAS, LLC, (LTTX) THROUGH "SWEAT EQUITY". LTTX MARKETS A PRODUCT FOR STABILIZING ROAD BASES. LTTX IS NOT A CLIENT OF ROY MULLIN ENTERPRISES, LLC., AND IS NOT INVESTMENT-RELATED. THE PRINCIPAL OFFICE OF LTTX IS IN HOUSTON, TEXAS. IN AUGUST, 2022 I RESIGNED FROM LTTX AS AN EMPLOYEE AND SPEND ZERO HOURS ON THAT BUSINESS. I RETAINED MY EQUITY IN LTTX. IN DECEMBER 2014 I BECAME INSURANCE LICENSED IN THE STATE OF TEXAS FOR HEALTH AND LIFE INSURANCE. IN MAY OF 2022 I RELINQUISHED MY INSURANCE LICENSE AND NO LONGER PARTICIPATE IN THAT BUSINESS. ROY MULLIN ENTERPRISES, LLC - 1003 BERRYWOOD DRIVE, AUSTIN, TX 78753 - RIA - INVESTMENT-RELATED - OWNER - 09/05 TO PRESENT - 2 HOURS PER WEEK OCCURS DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-19
S63	Uniform Securities Agent State Law Examination	1998-02-23

S65 Uniform Investment Adviser Law Examination

1998-10-19
S63 Uniform Securities Agent State Law Examination

1998-02-23

View on SEC IAPD