Todd Kally Baird

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Beaverton, OR
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Beaverton, OR
• 09/2021 → Present
  Lpl Financial, Llc
  Tigard, OR
• 09/2021 → 07/2025
  Financial Advocates Investment Management
  Tigard, OR

Previous Registrations

• 2021-09-27 → 2025-08-04
  Financial Advocates Investment Management
  Olympia, WA
  Tigard, OR
• 2016-08-26 → 2021-10-04
  Wells Fargo Clearing Services, Llc
  Tigard, OR
  Vancouver, WA
  Beaverton, OR
• 2010-04-21 → 2016-08-30
  U.S. Bancorp Investments, Inc.
  Beaverton, OR
  Hillsboro, OR
  Hillsboro, OR
  Hillsboro, OR
  Hillsboro, OR
  Aloha, OR
  Hillsboro, OR
  Beaverton, OR
  Scappoose, OR
  Saint Helens, OR
  Clatskanie, OR
  Cornelius, OR
  Forest Grove, OR
  Cornelius, OR
  Aloha, OR
  Forest Grove, OR
  Hillsboro, OR
  Beaverton, OR
  Lake Oswego, OR
• 2009-05-02 → 2010-04-20
  Chase Investment Services Corp.
  Eugene, OR
  Eugene, OR
  Newport, OR
  Eugene, OR
  Springfield, OR
  Springfield, OR
  Eugene, OR
  Eugene, OR
  Eugene, OR
  Springfield, OR
  Portland, OR
• 2008-05-21 → 2009-05-02
  Wamu Investments, Inc.
  Portland, OR
  Portland, OR
  Beaverton, OR
  Cornelius, OR
  Scappoose, OR
  Hillsboro, OR
  St. Helens, OR
  Springfield, OR
  Eugene, OR
  Newport, OR
  Eugene, OR
  Eugene, OR
  Springfield, OR
  Eugene, OR
  Eugene, OR
  Springfield, OR
  Eugene, OR
• 2005-10-04 → 2008-05-06
  Cuna Brokerage Services, Inc.
  Veradale, WA
  Spokane, WA
• 2005-07-27 → 2005-09-27
  Cuso Financial Services, L.P.
  Portland, OR

Other Businesses

1. 12/08/2021 - Next Steps Wealth Management, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/24/2021 - 172 Hours Per Month/172 Hours During Securities Trading. 2. 12/20/2021 - Next Steps Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/06/2021 - 172 Hours Per Month/172 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-08
• S63 Uniform Securities Agent State Law Examination
  1998-02-04

Designations

• Certified Financial Planner