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James Bradley Smith

Missionsquare Retirement

Washington, DC

Waunakee, WI

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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-11
IN RA APPROVED 2024-12-02
MI RA APPROVED 2024-12-02
WI RA APPROVED 2017-03-08
  • IL RA
    APPROVED
    Since 2024-12-11
  • IN RA
    APPROVED
    Since 2024-12-02
  • MI RA
    APPROVED
    Since 2024-12-02
  • WI RA
    APPROVED
    Since 2017-03-08

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Orlando FL 01/2016 01/2017
Icma-Rc Washington DC 01/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-01
S65 Uniform Investment Adviser Law Examination 1998-10-12
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    2016-08-01
  • S65 Uniform Investment Adviser Law Examination
    1998-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • James Brad Smith
  • Brad Smith

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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