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8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-16 |
Branch Locations
8807 Indian Hills Drive, Omaha, NE 68114 • United States
Lockport, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha Insurance Company | Williamsville | NY | 01/1997 | 10/2016 |
| Msi Financial Services | Williamsville | NY | 10/2016 | 01/2019 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 10/2016 | 01/2019 |
| Mml Investors Services, Llc | Williamsville | NY | 03/2017 | 01/2019 |
| Bankers Life & Casualty, Inc | Williamsville | NY | 01/2019 | 07/2024 |
| Bankers Life Securities, Inc | Williamsville | NY | 03/2019 | 07/2024 |
| Bankers Life Advisory Services, Inc | Williamsville | NY | 03/2019 | 07/2024 |
| Sequent Planning Llc | Lockport | NY | 08/2024 | Present |
| Kdm Wealth Consultants, Llc | Lockport | NY | 07/2024 | Present |
1) INSURANCE AGENT WITH FUTURITY FIRST INVESTMENT GROUP - REGISTERED AS INSURANCE AGENT SINCE 7/1999 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 6852 EAST HIGH STREET, LOCKPORT, NY 14094. FUTURITY FIRST INVESTMENT GROUP IS AFFILIATED WITH SEQUENT PLANNING LLC. 2) KDM WEALTH CONSULTANTS, LLC - PRESIDENT AND CEO. 7/2024 TO PRESENT. ENTITY THROUGH WHICH COMPENSATION IS PAID TO ROGER MALCOLM FOR INSURANCE COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-14 |
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