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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-07-19 |
| TX | RA | APPROVED | 2019-07-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wainwright Real Estate & Insurance | Allen | TX | 01/1986 | Present |
| Farmers Insurance | Allen | TX | 08/1990 | 06/2019 |
| Royal Alliance | Allen | TX | 06/2019 | Present |
1) DBA WAINWRIGHT FINANCIAL SERVICES; INVESTMENT RELATED; 301 N ALLEN DR, ALLEN, TX, 75013; 'DBA' FOR INVESTMENT AND INSURANCE BUSINESS; OWNER; START 04/20/2015; APPROX 60 HRS/MTH; APPROX 60 HRS/MTH DURING SECURITIES TRADING; FINANCIAL MANAGEMENT AND INSURANCE SERVICES. WAINWRIGHT INSURANCE; NON-INVESTMENT; 301 N ALLEN DR, ALLEN, TX 75013; INSURANCE SALES; OWNER/AGENT; START 01/1990; APPROX 40 HRS/MTH; APPROX 40 HRS/MTH DURING SECURITY TRADING; PROSPECT/CASUALTY INSURANCE, LIFE/HEALTH INSURANCE. WAINWRIGHT REAL ESTATE; NON-INVESTMENT, 301 N ALLEN DR ALLEN, TX 75013; REAL ESTATE SALES/LEASING; OWNER; START 01/1986; APPROX 5 HRS/PER MONTH; 0 DURING SECURITIES TRADING; SALE/PURCHASE OF REAL ESTATE. 2) WAINWRIGHT REAL ESTATE POSITION: Building Owner/ Broker NATURE: Sole Proprietorship: Leasing office space in IA owned office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2000 ADDRESS: 301 N Allen Drive, Suite C, Allen TX 75013, United States DESCRIPTION: Leasing/Property Manager of owner occupied office building. 3) WAINWRIGHT INSURANCE POSITION: Agent NATURE: Insurance sales - P/C, Life, Health, Medicare and LTC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/15/1990 ADDRESS: 301 N Allen Drive, Suite C, Allen TX 75013, United States DESCRIPTION: Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-02 |
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