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Larry Wainwright

Osaic Wealth, Inc.

Allen, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-07-19
TX RA APPROVED 2019-07-16
  • AR RA
    APPROVED
    Since 2019-07-19
  • TX RA
    APPROVED
    Since 2019-07-16

Branch Locations

301 N Allen Drive Suite C, Allen, TX 75013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wainwright Real Estate & Insurance Allen TX 01/1986 Present
Farmers Insurance Allen TX 08/1990 06/2019
Royal Alliance Allen TX 06/2019 Present
  • 01/1986 → Present
    Wainwright Real Estate & Insurance
    Allen, TX
  • 08/1990 → 06/2019
    Farmers Insurance
    Allen, TX
  • 06/2019 → Present
    Royal Alliance
    Allen, TX
Other Businesses

1) DBA WAINWRIGHT FINANCIAL SERVICES; INVESTMENT RELATED; 301 N ALLEN DR, ALLEN, TX, 75013; 'DBA' FOR INVESTMENT AND INSURANCE BUSINESS; OWNER; START 04/20/2015; APPROX 60 HRS/MTH; APPROX 60 HRS/MTH DURING SECURITIES TRADING; FINANCIAL MANAGEMENT AND INSURANCE SERVICES. WAINWRIGHT INSURANCE; NON-INVESTMENT; 301 N ALLEN DR, ALLEN, TX 75013; INSURANCE SALES; OWNER/AGENT; START 01/1990; APPROX 40 HRS/MTH; APPROX 40 HRS/MTH DURING SECURITY TRADING; PROSPECT/CASUALTY INSURANCE, LIFE/HEALTH INSURANCE. WAINWRIGHT REAL ESTATE; NON-INVESTMENT, 301 N ALLEN DR ALLEN, TX 75013; REAL ESTATE SALES/LEASING; OWNER; START 01/1986; APPROX 5 HRS/PER MONTH; 0 DURING SECURITIES TRADING; SALE/PURCHASE OF REAL ESTATE. 2) WAINWRIGHT REAL ESTATE POSITION: Building Owner/ Broker NATURE: Sole Proprietorship: Leasing office space in IA owned office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2000 ADDRESS: 301 N Allen Drive, Suite C, Allen TX 75013, United States DESCRIPTION: Leasing/Property Manager of owner occupied office building. 3) WAINWRIGHT INSURANCE POSITION: Agent NATURE: Insurance sales - P/C, Life, Health, Medicare and LTC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/15/1990 ADDRESS: 301 N Allen Drive, Suite C, Allen TX 75013, United States DESCRIPTION: Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S66 Uniform Combined State Law Examination
    2000-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Larry Wainwright
  • Larry Wainwright
  • Laurin Dale Wainwright

View on SEC IAPD

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