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Andrew Vincent Gallonio

Cetera Investment Advisers LLC

Cranston, RI

CRD 3002056

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-09-05
  • RI RA
    APPROVED
    Since 2025-09-05

Branch Locations

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Av Gallonio & Co Warwick RI 03/1977 Present
Avantax Investment Services, Inc. Warwick RI 04/2003 09/2025
Avantax Insurance Agency Warwick RI 04/2003 09/2025
Avantax Advisory Services Warwick RI 01/2014 09/2025
Cetera Wealth Services, Llc Warwick RI 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/1977 → Present
    Av Gallonio & Co
    Warwick, RI
  • 04/2003 → 09/2025
    Avantax Investment Services, Inc.
    Warwick, RI
  • 04/2003 → 09/2025
    Avantax Insurance Agency
    Warwick, RI
  • 01/2014 → 09/2025
    Avantax Advisory Services
    Warwick, RI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Warwick, RI
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-07 → 2025-09-05
    Avantax Advisory Services
    Cranston, RI
Other Businesses

1) A.V. Gallonio, EA~108 Walnut Street~Warwick~RI~02888~Tax Preparation/Accounting~Owner/Sole Proprietor~6/21/2004~60hrs~40hrs~Preparation of accounting and tax services. 2) Enrolled Agent (E.A.)~108 Walnut St.~Warwick~RI~02888~Accounting/Bookkeeping (No Tax Preparation)~Tax Preparation/Accounting~6/1/1996~140hrs~140hrs~Represent Clients before IRS. 3) AVG Realty~108 Walnut Street~Warwick~RI~02888~Rental Property Owner/Management~Owner/Sole Proprietor~6/30/1984~15hrs~0hrs~Collect rents and make necessary repairs and pay bills.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-02
S63 Uniform Securities Agent State Law Examination 1998-05-30
  • S65 Uniform Investment Adviser Law Examination
    2012-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-05-30
Other Names
  • Andrew Vincent Gallonio

View on SEC IAPD

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