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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Av Gallonio & Co | Warwick | RI | 03/1977 | Present |
| Avantax Investment Services, Inc. | Warwick | RI | 04/2003 | 09/2025 |
| Avantax Insurance Agency | Warwick | RI | 04/2003 | 09/2025 |
| Avantax Advisory Services | Warwick | RI | 01/2014 | 09/2025 |
| Cetera Wealth Services, Llc | Warwick | RI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) A.V. Gallonio, EA~108 Walnut Street~Warwick~RI~02888~Tax Preparation/Accounting~Owner/Sole Proprietor~6/21/2004~60hrs~40hrs~Preparation of accounting and tax services. 2) Enrolled Agent (E.A.)~108 Walnut St.~Warwick~RI~02888~Accounting/Bookkeeping (No Tax Preparation)~Tax Preparation/Accounting~6/1/1996~140hrs~140hrs~Represent Clients before IRS. 3) AVG Realty~108 Walnut Street~Warwick~RI~02888~Rental Property Owner/Management~Owner/Sole Proprietor~6/30/1984~15hrs~0hrs~Collect rents and make necessary repairs and pay bills.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-30 |
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