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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2000-07-11
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2000-07-11

Branch Locations

180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper St Clair PA 11/1997 Present
Bank Of America, N.A. Upper Saint Clair PA 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-20
  • S66 Uniform Combined State Law Examination
    1998-04-20
Other Names
  • Wade M Wilson

View on SEC IAPD

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