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Sarah Frances Shotts

Truist Advisory Services, Inc.

Birmingham, AL

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-02-17
  • AL RA
    APPROVED
    Since 2021-02-17

Branch Locations

2501 20Th Place S Ste 101, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Birmingham AL 09/2015 02/2021
Truist Investment Services, Inc. Birmingham AL 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 09/2015 → 02/2021
    Bb&T Securities
    Birmingham, AL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Birmingham, AL
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2015-09-25 → 2021-02-17
    Bb&T Securities, Llc
    Birmingham, AL
    Richmond, VA
  • 2009-06-01 → 2015-09-29
    Morgan Stanley
    Birmingham, AL
  • 2007-04-26 → 2009-06-01
    Citigroup Global Markets Inc.
    Birmingham, AL
    New York, NY
    Birmingham, AL
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-10
S63 Uniform Securities Agent State Law Examination 2003-01-08
  • S66 Uniform Combined State Law Examination
    2007-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-01-08
Other Names
  • Sarah Reed Shotts
  • Sarah F Shotts

View on SEC IAPD

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Other Investors

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Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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