Colleen L Rapp

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-31
IL	RA	APPROVED	2022-03-21

TX RA
APPROVED

Since 2023-05-31
IL RA
APPROVED

Since 2022-03-21

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios	Wheaton	IL	02/2010	01/2019
Unemployed	Hawthorn Woods	IL	01/2019	10/2019
Mcg Securites, Llc	Wayne	PA	10/2019	12/2019
Ameriprise Financial Services, Inc	Highland Park	IL	01/2020	02/2022
Morgan Stanley	Barrington	IL	03/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2022	Present

02/2010 → 01/2019

First Trust Portfolios

Wheaton, IL
01/2019 → 10/2019

Unemployed

Hawthorn Woods, IL
10/2019 → 12/2019

Mcg Securites, Llc

Wayne, PA
01/2020 → 02/2022

Ameriprise Financial Services, Inc

Highland Park, IL
03/2022 → Present

Morgan Stanley

Barrington, IL
03/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2020-02-18 → 2022-02-23

Ameriprise Financial Services, Llc

Highland Park, IL
2019-10-03 → 2019-12-31

Bluestone Capital Management, Llc

Hawthorn Woods, IL
2012-01-18 → 2019-01-25

First Trust Advisors Lp

Wheaton, IL

Other Businesses

*593572- WIN - Women in Networking; Investment related: No; Lake Zurich, Illinois; Women's Networking Group; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 1; After business hours: 4; Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-17
S63	Uniform Securities Agent State Law Examination	2001-10-23

S66 Uniform Combined State Law Examination

2012-01-17
S63 Uniform Securities Agent State Law Examination

2001-10-23

Other Names

Colleen Lynn Mccorry
Colleen Lynn Rapp

View on SEC IAPD