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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-13 |
| VI | RA | APPROVED | 2023-10-13 |
| TX | RA | APPROVED | 2023-10-12 |
Branch Locations
130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States
Philadelphia, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 01/2014 | 10/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 10/2023 |
| Rbc Capital Markets, Llc | Philadelphia | PA | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 10/2023 |
| City National Bank | Philadelphia | PA | 11/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-21 |
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