William B Beale

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 04/2024
  Lpl Financial Llc
  Pittsburgh, PA
• 03/2017 → 04/2024
  Global Retirement Partners, Llc
  Pittsburgh, CA
• 04/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-04-05 → 2024-05-03
  Global Retirement Partners Llc
  Pittsburgh, PA
  San Rafael, CA
• 2017-06-01 → 2024-04-29
  Lpl Financial Llc
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

1) BEALE FINANCIAL GROUP, 340 Williamsburgh Ct, Presto PA 15142, 04/15/2024, President, Owner/Partner of a Business Entity, NIR, 160 HR/MO, 160 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 09/2024 3) BEALE FINANCIAL GROUP, 252 Kelsey Park Circle, Palm Beach Gardens, FL 33410, 05/2026, Consultant, 1099, NIR, 10 HR/MO - 5 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-24
• S63 Uniform Securities Agent State Law Examination
  2003-04-24