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Brian Michael Flemmer

Raymond James & Associates, Inc.

Greenville, SC

CRD 3001232

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
SC RA APPROVED 2020-12-18
FL RA APPROVED 2020-12-01
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • SC RA
    APPROVED
    Since 2020-12-18
  • FL RA
    APPROVED
    Since 2020-12-01

Branch Locations

112 Haywood Road, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 10/2013 10/2020
Raymond James & Associates, Inc. Greenville SC 10/2020 12/2020
Raymond James & Associates, Inc. St. Petersburg FL 10/2020 12/2020
Raymond James & Associates, Inc. Odessa FL 12/2020 01/2021
Raymond James & Associates, Inc. Greenville SC 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-03
S63 Uniform Securities Agent State Law Examination 1999-01-29
  • S65 Uniform Investment Adviser Law Examination
    2004-09-03
  • S63 Uniform Securities Agent State Law Examination
    1999-01-29
Other Names
  • Brian M Flemmer

View on SEC IAPD

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Nearby Investors

Benjamin Kenneth Clauss
Carter Wyatt McCrary
Joy Faith Jennings

Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC

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