Brian James Boccio

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Charles Schwab & Co., Inc.
  San Ramon, CA
• 08/2016 → 10/2016
  Unemployed
  Walnut Creek, CA

Previous Registrations

• 2014-12-12 → 2016-07-22
  Usaa Financial Planning Services
  San Francisco, CA
• 2012-10-01 → 2014-10-21
  J.P. Morgan Securities Llc
  Berkeley, CA
  Richmond, CA
  El Cerrito, CA
  San Pablo, CA
  Pinole, CA
  San Pablo, CA
  Richmond, CA
  Hercules, CA
  El Cerrito, CA
  Oakland, CA
  Emeryville, CA
  Berkeley, CA
  Oakland, CA
  Berkeley, CA
  Oakland, CA
  Oakley, CA
  Walnut Creek, CA
  San Ramon, CA
  Walnut Creek, CA
  San Ramon, CA
  Walnut Creek, CA
  Danville, CA
  Concord, CA
  Concord, CA
  Walnut Creek, CA
  Lafayette, CA
  Walnut Creek, CA
  Concord, CA
  San Leandro, CA
  Pleasanton, CA
  San Leandro, CA
  Castro Valley, CA
  San Leandro, CA
  Pleasanton, CA
  San Jose, CA
  Cupertino, CA
  San Jose, CA
  Union City, CA
  Hayward, CA
  San Jose, CA
  Oakland, CA
  San Jose, CA
  Oakland, CA
  Milpitas, CA
  Fremont, CA
  San Jose, CA
  San Leandro, CA
  Fremont, CA
  Fremont, CA
  San Jose, CA
  Milpitas, CA
  Oakland, CA
  San Jose, CA
  Fremont, CA
  Union City, CA
  Fremont, CA
  Fremont, CA
  San Jose, CA
  Hayward, CA
  Alameda, CA
  San Jose, CA
  Newark, CA
  Oakland, CA
  Hayward, CA
  Alameda, CA
  Oakland, CA
  San Jose, CA
  Oakland, CA
  Oakland, CA
  Milpitas, CA
  San Jose, CA
  San Lorenzo, CA
  Santa Clara, CA
• 2010-03-05 → 2012-10-01
  Chase Investment Services Corp.
  Oakland, CA
  Hayward, CA
  Alameda, CA
  Oakland, CA
  Oakland, CA
  Oakley, CA
  Walnut Creek, CA
  San Ramon, CA
  San Pablo, CA
  Walnut Creek, CA
  Hayward, CA
  San Ramon, CA
  San Pablo, CA
  El Cerrito, CA
  San Francisco, CA
  El Cerrito, CA
  Richmond, CA
  Pleasanton, CA
  Pinole, CA
  Livermore, CA
  San Pablo, CA
  Oakland, CA
  Berkeley, CA
  Oakland, CA
  Berkeley, CA
  Emeryville, CA
  El Cerrito, CA
  Hercules, CA
  Richmond, CA
  San Pablo, CA
  Pinole, CA
  San Pablo, CA
  El Cerrito, CA
  Richmond, CA
  Berkeley, CA
  Pleasanton, CA
  San Leandro, CA
  Richmond, CA
  Alameda, CA
  Hercules, CA
  Hayward, CA
  San Leandro, CA
  San Leandro, CA
  El Cerrito, CA
  Oakland, CA
  Dublin, CA
  Dublin, CA
  Concord, CA
  Hayward, CA
  Castro Valley, CA
  Oakland, CA
  Oakland, CA
  Walnut Creek, CA
  Berkeley, CA
  Richmond, CA
  Lafayette, CA
  Livermore, CA
  Walnut Creek, CA
  San Lorenzo, CA
  Alameda, CA
  Oakland, CA
  Oakland, CA
  Union City, CA
  Emeryville, CA
  Berkeley, CA
  Concord, CA
  Oakland, CA
  Livermore, CA
  Concord, CA
  Pleasanton, CA
  Danville, CA
  Oakland, CA
  Walnut Creek, CA
  San Ramon, CA
  Oakland, CA
• 2009-05-22 → 2010-03-05
  Waddell & Reed
  Concord, CA
  Fairfield, CA
  Stockton, CA
• 2005-09-09 → 2009-02-09
  Banc Of America Investment Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA
• 1999-02-16 → 2005-09-27
  Citigroup Global Markets Inc.
  Walnut Creek, CA

Exams

• S66 Uniform Combined State Law Examination
  2007-04-26
• S63 Uniform Securities Agent State Law Examination
  1999-01-21

Other Names

• Brian J Boccio
• Brian James Boccio
• Brian J Boccio