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29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-02-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research,Inc | Fairfield | IA | 02/2004 | Present |
| Thomas A. Ciesla, Cfp, Ea | Shorewood | IL | 01/1998 | Present |
| Retirement Plan Advisors, Llc | Chicago | IL | 02/2004 | Present |
1)THOMAS A. CIESLA,21331 S. REDWOOD LN., SHOREWOOD, IL 60404-7546. BEGAN 01/01/1990 AS AN INCOME TAX PREPARER THAT IS A CPA/ENROLLED AGENT/TAX PREPARER/ACCOUNTING SERVICES. NOT INVESTMENT RELATED. DEVOTES 450 HR/YR, 360HR/YR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-03 |
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