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Thomas Anthony Ciesla

Retirement Plan Advisors, LLC

Shorewood, IL

CRD 3001096

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Employer firm

Retirement Plan Advisors, LLC CRD 122758

$3.54B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-02-23
  • IL RA
    APPROVED
    Since 2004-02-23

Branch Locations

Shorewood, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research,Inc Fairfield IA 02/2004 Present
Thomas A. Ciesla, Cfp, Ea Shorewood IL 01/1998 Present
Retirement Plan Advisors, Llc Chicago IL 02/2004 Present
  • 02/2004 → Present
    Cambridge Investment Research,Inc
    Fairfield, IA
  • 01/1998 → Present
    Thomas A. Ciesla, Cfp, Ea
    Shorewood, IL
  • 02/2004 → Present
    Chicago, IL
Previous Registrations
  • 2001-03-20 → 2004-03-04
    Ogilvie Security Advisors Corporation
    Shorewood, IL
Other Businesses

1)THOMAS A. CIESLA,21331 S. REDWOOD LN., SHOREWOOD, IL 60404-7546. BEGAN 01/01/1990 AS AN INCOME TAX PREPARER THAT IS A CPA/ENROLLED AGENT/TAX PREPARER/ACCOUNTING SERVICES. NOT INVESTMENT RELATED. DEVOTES 450 HR/YR, 360HR/YR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-03
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S65 Uniform Investment Adviser Law Examination
    1998-06-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03
Other Names
  • Tom Ciesla

View on SEC IAPD

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