Allan J Lallier

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-25

NY RA
APPROVED

Since 2021-05-25

Branch Locations

Sauquoit, NY • United States

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Sauquoit	NY	05/2001	Present
Tiaa	Sauquoit	NY	05/2001	Present

05/2001 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Sauquoit, NY
05/2001 → Present

Tiaa

Sauquoit, NY

Other Businesses

SAUQUOIT VALLEY CENTRAL SCHOOL POSITION: Baseball Coach NATURE: Baseball coach. No product of service offered other than teaching and education on baseball. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2026 ADDRESS: 2601 Oneida Street, Sauquoit NY 13456, United States DESCRIPTION: Education on baseball, hitting, throwing baseballs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-24
S63	Uniform Securities Agent State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2007-05-24
S63 Uniform Securities Agent State Law Examination

2000-09-27

Other Names

Allan Allan Lallier

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