Joseph Francis Ippolito

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 01/2021
  Tdameritrade Inc
  Minneapolis, MN
• 01/2022 → 06/2023
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 01/2021 → 12/2021
  Mount Pisgah Christian School
  Johns Creek, GA
• 06/2023 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA

Previous Registrations

• 2010-06-03 → 2021-01-11
  Td Ameritrade, Inc.
  Omaha, NE
  Edina, MN
  Atlanta, GA
  Alpharetta, GA
• 2010-06-03 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Minneapolis, MN
  Atlanta, GA
  Edina, MN
  Alpharetta, GA
• 2007-05-30 → 2010-05-13
  Strategic Advisers Llc
  Grand Rapids, MI
  Millburn, NJ
• 2005-03-17 → 2007-03-01
  Td Ameritrade, Inc.
  New York, NY
  West Hartford, CT
• 2006-05-23 → 2007-03-01
  Td Ameritrade Investment Management, Llc
  West Hartford, CT
• 2003-05-19 → 2005-03-03
  Td Ameritrade, Inc.
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2003-05-15
• S63 Uniform Securities Agent State Law Examination
  1998-07-29

Other Names

• Joseph Francis Ippolito
• Joseph Francis Ippolito