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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-07-28
PA RA APPROVED 2010-06-24
TX RA APPROVED_RES 2007-11-20
  • SC RA
    APPROVED
    Since 2010-07-28
  • PA RA
    APPROVED
    Since 2010-06-24
  • TX RA
    APPROVED_RES
    Since 2007-11-20

Branch Locations

724 W Lancaster Ave, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 11/1997 Present
Bank Of America, Na Wayne PA 11/2009 Present
Other Businesses

I*: 2048293 Entity Type: LLC Name of OBA: Valadate Address: Malvern, Pennsylvania Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/2024 Number of Hours: 3 hrs weekly Number of Hours during trading: 0 Duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-25
  • S66 Uniform Combined State Law Examination
    1998-03-25

View on SEC IAPD

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