Francis Anthony Ciocari

Current Employers

Employment History

• 04/2013 → 09/2021
  Morgan Stanley
  Blue Bell, PA
• 01/2015 → 09/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2021 → Present
  Lpl Financial, Llc
  Blue Bell, PA
• 09/2021 → Present
  Gladstone Wealth Partners
  Chester, NJ
• 01/2015 → 09/2021
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-04-05 → 2021-09-22
  Morgan Stanley
  Blue Bell, PA
  Savannah, GA
• 2002-01-04 → 2013-04-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Elkins Park, PA
  Blue Bell, PA
  Jenkintown, PA

Other Businesses

1. 9/3/2021 - IRON EDGE VC LLC - Not Investment Related - 55 MADISON AVE SUITE 400 MORRISTOWN NJ 07960 - Other - Started 08/21/2021 - 1 Hour Per Month - Time Spent 1%. 2. 9/3/2021 - BOOK OF BROKERS - Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Started 08/21/2021 - 2 Hours Per Month During Securities Trading - Time Spent 1% - Term Life and Universal Life. 3. 9/3/2021 - Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/21/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 9/8/2021 - GLADSTONE INSTITUTIONAL ADVISORY LLC - DBA: (Hybrid) Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/21/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/15/2022 - Blue Bell Wealth, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/10/2022 - 0 Hours Per Month/0 Hours During Securities Trading 6. 08/02/2023 - BCC Wealth Partners LLC - Not Investment Related - At Reported Business Location(s) -Business Entity For Tax/Investment Purposes Only - Start Date 07/26/2023 - 0 Hours Per Month/ During Trading 7. 07/08/2025 - Ciocari Wealth Management - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:09/17/2021 - 0 Hrs/Mth - 0 Hrs During Trading. 8. 01/05/2026 - IRUS Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/16/2025 - 20 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  1998-04-01

Other Names

• Francis A (Iii) Ciocari
• Fran Ciocari