Daniel James Marsh

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-20
IL	RA	APPROVED	2014-09-11

TX RA
APPROVED_RES

Since 2019-02-20
IL RA
APPROVED

Since 2014-09-11

Branch Locations

7654 Plummer Business Drive, Troy, IL 62294 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2014	Present

06/2014 → Present

Edward Jones

St Louis, MO

Previous Registrations

2001-11-05 → 2003-01-07

Equitable Advisors, Llc

Clayton, MO

Other Businesses

FINRA Arbitration Chicago, IL Start date: 1/1/2008 Arbitrator Hours per week: 0 Hours during trading: 0 Desc: Occasionally serve as industry arbitrator on panel. Currently on one panel that has taken less than 1 hour this year. Will have more time commitment in 2024 unless case settles.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-18
S63	Uniform Securities Agent State Law Examination	1998-02-24

S66 Uniform Combined State Law Examination

2001-10-18
S63 Uniform Securities Agent State Law Examination

1998-02-24

Designations

Certified Financial Planner

Other Names

Dan Marsh

View on SEC IAPD