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Michael Patrick Davis

Ashton Thomas Securities, LLC

Rochester, NY

Westerville, OH

CRD 3000142

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Employer firm

Ashton Thomas Securities, LLC CRD 16629

$1.86B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-01
  • OH RA
    APPROVED
    Since 2024-07-01

Branch Locations

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ashton Thomas Securities, Llc Rochester NY 07/2015 Present
Creative Retirement Systems Cincinnati OH 08/2018 Present
Mrd Real Estate Partners, Llc Westerville OH 08/2016 Present
  • 07/2015 → Present
    Rochester, NY
  • 08/2018 → Present
    Creative Retirement Systems
    Cincinnati, OH
  • 08/2016 → Present
    Mrd Real Estate Partners, Llc
    Westerville, OH
Previous Registrations
Other Businesses

1) Creative Retirement Systems; Non Investment-Related; Cincinnati, Ohio; VP of Sales; 08/2018; 140 hours per month, 140 hours during market hours 2) MRD Real Estate Partners, LLC; Investment Related; Westerville, Ohio; Real Estate Rentals; Owner; 08/2016; 1 hour per month, 0 hours during market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-29
S63 Uniform Securities Agent State Law Examination 2000-11-13
  • S65 Uniform Investment Adviser Law Examination
    2024-06-29
  • S63 Uniform Securities Agent State Law Examination
    2000-11-13
Other Names
  • Michael P Davis

View on SEC IAPD

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