Janet Louise Heitzig

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-04
MO	RA	APPROVED	2004-06-08

TX RA
APPROVED

Since 2022-01-04
MO RA
APPROVED

Since 2004-06-08

Branch Locations

Chesterfield, MO • United States

16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Saint Louis	MO	03/2002	Present
Principal Securities, Inc.	Saint Louis	MO	03/2016	Present

03/2002 → Present

Principal Life Insurance Company

Saint Louis, MO
03/2016 → Present

Principal Securities, Inc.

Saint Louis, MO

Other Businesses

**HEMPHILL FINANCIAL GROUP, SECRETARY OF MU HUSBAND'S DBA, I HANDLE ACCOUNTING ONLY, 9/22/11. **LEGAL SHIELD. 08/05/2014. SELLING LEGAL SHIELD PRODUCTS SUCH AS PRE-PAID LEGAL PRODUCTS AND IDENTITY THEFT PROTECTION PRODUCTS. **INSURANCE POSITION: Outside Insurance Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/08/2022 ADDRESS: 16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017, United States DESCRIPTION: Sale and service of outside insurance including fixed life, disability income, long-term care, fixed annuities. **JUST FORE FUN POSITION: Secretary NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2025 ADDRESS: 312 Greentrails Dr South, Chesterfield MO 63017, United States DESCRIPTION: Ladies golf league...less than 25 members. I will set tee times at chosen course and collect score cards after. Not handling money not involved with $$$. Only from April through October of each year. 3 year term.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-07
S63	Uniform Securities Agent State Law Examination	2000-08-07

S65 Uniform Investment Adviser Law Examination

2004-06-07
S63 Uniform Securities Agent State Law Examination

2000-08-07

Designations

Chartered Financial Consultant

View on SEC IAPD