Joshua Steven Halpern

Current Employers

Employment History

• 02/2007 → Present
  Raymond James Financial Services
  Rockville, MD
• 12/2009 → Present
  Raymond James Financial Services Advisors, Inc.
  Rockville, MD

Previous Registrations

• 2007-02-14 → 2010-10-05
  Spc Financial Inc
  Rockville, MD
• 1998-07-17 → 2007-02-14
  Ameriprise Financial Services, Llc
  Bethesda, MD
  Bethesda, MD

Other Businesses

(1)Name of Business: Address: Unknown, Unknown, MD, Unknown, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA Arbitrator (2)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 12/15/2025 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Lending money to sister-in-law via a private mortgage. We currently own the apartment where she and my nephew reside. Selling the property to her via a private loan to remove the liability we have as the owner to become a lien holder. (3)Name of Business: Joshua S. Halpern Address: 9210 Corporate Blvd Ste 225, Rockville, MD, 20850, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/14/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Life, Longterm Care & Disability Insurance Agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-30
• S65 Uniform Investment Adviser Law Examination
  1998-06-24

Designations

Other Names

• Josh Halpern
• Joshua S. Halpern