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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-14 |
Branch Locations
7957 Washington Woods Dr, Centerville, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Centerville | OH | 08/2007 | 02/2018 |
| Ta-Check Financial | Centerville | OH | 08/2007 | Present |
| Lpl Financial, Llc | Centerville | OH | 02/2018 | Present |
1. 02/14/2018 - RPM Capital - Investment Related - Tax Prep/Accounting/CPA - President/Tax Preparer - Time Spent 30% - Tax preparation & bookkeeping. 2. 8/20/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/19/2019 - 3 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-28 |
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