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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-06-02
  • IL RA
    APPROVED
    Since 2015-06-02

Branch Locations

1901 Butterfield Road Ste 300, Downers Grove, IL 60515 • United States

Elmhurst, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/2012 Present
Northwestern Mutual Life Insurance Comapny Milwaukee WI 06/2015 Present
Northwestern Wealth Management Company Milwaukee WI 08/2015 Present
  • 10/2012 → Present
    Milwaukee, WI
  • 06/2015 → Present
    Northwestern Mutual Life Insurance Comapny
    Milwaukee, WI
  • 08/2015 → Present
    Northwestern Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, RJK FINANCIAL, LLC, 1901 Butterfield Rd, Downers Grove, IL 60515,LEGAL ENTITY, START DATE: 01/19/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CREATED FOR AGENCY BUSINESS AS Managing Partner, not investment related. 3. 100% OWNER, KAPITAL K, LLC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 7/26/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOTHING ADDITIONAL TO MP RESPONSIBILITIES 4. RENTAL OF COMMERCIAL PROPERTY, INVESTMENT PROPERTY, START DATE: 7/26/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SUB-LEASE OFFICE SPACE TO CHRISTIAN FELLOWSHIP ORGANIZATION 5. FINANCE COMMITTEE MEMBER, BUTTERFIELD COUNTRY CLUB, 2800 MIDWEST RD, OAKBROOK, , ILLINOIS, 60523, UNITED STATES OF AMERICA, PRIVATE, START DATE: 7/26/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-21
S63 Uniform Securities Agent State Law Examination 1998-12-21
  • S66 Uniform Combined State Law Examination
    2011-06-21
  • S63 Uniform Securities Agent State Law Examination
    1998-12-21
Other Names
  • Ryan James Kozmo
  • Ryan J Kramer

View on SEC IAPD

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