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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-05 |
| NY | RA | APPROVED | 2025-02-25 |
| MO | RA | APPROVED | 2024-07-08 |
| CA | RA | APPROVED | 2023-05-16 |
| GA | RA | APPROVED | 2022-08-24 |
| FL | RA | APPROVED | 2021-06-25 |
| AL | RA | APPROVED | 2021-06-18 |
Branch Locations
Windermere, FL • United States
1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES
1927 First Avenue North, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Orlando | FL | 10/2020 | 06/2021 |
| Mml Investors Services | Orlando | FL | 08/2020 | 06/2021 |
| Bb&T | Orlando | FL | 10/2010 | 08/2020 |
| Nbc Securities Inc | Birmingham | AL | 06/2021 | Present |
1)Name: Central Florida Boy Scouts, Inv Rel:Y Addr:1951 S Orange Blossom Trail, Apopka FL 32703 Nature:Provide Funding for Scouting, Position:Chair of Finance Committee, Start:10/22/2020 No Hr/Mo:2 No Hr/Mo Dur Trading:2. 2)Name:Valencia Foundation Board, Inv Rel: Y Addr:1768 Port Center Dr Orlando FL 32835, Nature:Education need of Valencia College Position:Board Member Start:10/27/2020 No Hr/Mo:2 No Hr/Mo Dur Trading:2. 3)Name:Salvation Army Board Orlando, Inv Rel:Y Addr:440 W Colonial Dr Orlando FL 32804 Nature:Helping hunger, poverty, job loss, Position:Board Member Start:10/21/2020 No Hr/Mo:2 No Hr/Mo Dur Trading:2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-03-17 |
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