Thomas Jay Delich

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 04/2023
  Rbc Capital Markets, Llc
  Shoreview, MN
• 10/2017 → Present
  City National Bank
  Shoreview, MN
• 04/2023 → Present
  Royal Alliance Associates, Inc
  New Brighton, MN

Previous Registrations

• 2005-04-14 → 2023-05-11
  Rbc Capital Markets, Llc
  St. Paul, MN
  St. Paul, MN
  Shoreview, MN

Other Businesses

1) DELICH PROPERTIES POSITION: passive owner NATURE: LLC Partnership - Own and Lease a number of commercial Properties for investment purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2014 ADDRESS: 15845 Eastbend Way, Apple Valley MN 55124, United States DESCRIPTION: Limited to providing feedback on investment properties being invested in and providing capital. In addition we have a holding account for the cash and/or cash equivalents that could be invested 2) Beyond Our Door Global; POSITION: Board of Directors NATURE: Small Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 0.5 SECURITIES TRADING HOURS: 0 START DATE: 12/2019 ADDRESS: 12491 69th Ave N Maple Grove MN 55369; DUTIES: As a board member who has known the director of the organization for 20 years and served with him as a youth group volunteer for six years I will be offering support financially personally and helping to raise support for our missions work; 3) THOMAS DELICH POSITION: Insurance Agent NATURE: Insurance Sales - Fixed and Variable Annuities and Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/1998 ADDRESS: 708 Cleveland Ave SW, Suite 200, New Brighton MN 55112, United States DESCRIPTION: Discussing with clients the benefits or drawbacks of certain products such as Life insurance, Long Term Care and Fixed and Variable Annuities. 4) FDG PLAZA POSITION: 9% Owner NATURE: Real Estate Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2023 ADDRESS: 708 Cleveland Ave SW - Suite 200, New Brighton MN 55112, United States DESCRIPTION: I have no assigned duties as a 9% share owner of FDG Plaza. 5) CONSTANCE EVANGELICAL FREE CHURCH POSITION: Elder NATURE: Non-Profit Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2024 ADDRESS: 16150 Crosstown Blvd NW, Andover MN 55304, United States DESCRIPTION: Serving as examples of faith, wisdom and character. Praying with and listening to attenders and members. Oversight of the pastor and staff Reviewing and Approving staff proposed budgets Meeting emotional needs of congregants Decision making and governance 6) BEYOND OUR DOOR GLOBAL POSITION: Board Member NATURE: Small Non-Profit that provides resources to the ignored and overlooked in Haiti and Africa. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 12491 69th Ave N, Maple Grove MN 55369, United States DESCRIPTION: As a board member who has known the director of the organization for 23 years and served with him as a youth group volunteer for six years I offer support financially personally and help to raise support for our mission work. 7) DELICH FINANCIAL DBA DELICH WEALTH MANAGEMENT POSITION: Owner NATURE: LLC - S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 04/16/2023 ADDRESS: 708 Cleveland Ave SW - Suite 101, New Brighton MN 55112, United States DESCRIPTION: My main role with Delich Financial is as a Financial Advisor working on behalf of my clients to develop a financial plan, Implement that plan and Manage their investments. Other roles are supporting, paying for and managing staff, purchasing technology and paying bills, paying rent and maintaining compliance in the securities industry.

Exams

• S66 Uniform Combined State Law Examination
  2000-09-11
• S63 Uniform Securities Agent State Law Examination
  1998-02-10

Other Names

• Tom Delich