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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-02
GA RA APPROVED 2003-03-19
  • TX RA
    APPROVED
    Since 2022-05-02
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

2300 Henderson Mill Rd Ne Ste 130, Atlanta, GA 30345-2704 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; N. Seminole Ave, , Invernes, FL, 34450; Not Investment-Related; 07/17/2009 / Lot/Land; Wild Horse Mesa, , San Luis, CO, 81152; Not Investment-Related; 09/01/2009.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-02
  • S63 Uniform Securities Agent State Law Examination
    1998-04-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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