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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-01 |
| TX | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | New York | NY | 03/2005 | 08/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 08/2025 |
| Newedge Securities, Llc | Pittsburgh | PA | 08/2025 | Present |
| Newedge Advisors | New Orleans | LA | 08/2025 | Present |
1. Mr. Brous is a registered representative with NewEdge Securities, LLC ("NES"). Member FINRA/SIPC. In such capacity, he may sell securities through NES and receive normal and customary commissions as a result of such purchases and sales. The client is under no obligation to purchase or sell securities on a commissionable basis. In addition, he may receive other compensation such as mutual fund or money market 12b-1 fees and variable annuity trails. The potential for receipt of commissions and other compensation gives an incentive to recommend investment products based on the compensation received, rather than on the client's needs. To address this, disclosure is made to the client at the time a brokerage account is opened through NES, identifying the nature of the transaction or relationship, the role to be played by NES and Mr. Brous, and any compensation (e.g., commissions, 12b-1 fees) to be paid by the client and/or received by the registered representative. 2. Mr. Brous conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Wealth(k)are Partners. Mr. Brous is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 3. Mr. Brous is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Brous, as a fiduciary, will act in the client's best interest. 4. Mr. Brous is the Managing Principal of Advisium Wealth Management, LLC, a limited liability company. His duties include accounting and HR functions, and the entity serves as a passthrough for business expenses associated with his advisory work. Mr. Brous devotes 5 hours per month to this activity during trading hours. 5. E.T.4.LP; INVESTMENT-RELATED; *KINGS POINT, NY, 11024, LIMITED PARTNERSHIP; OWNER; STARTED 2003; 0 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; NO RESPONSIBILITY, NO CONTROL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-15 |
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