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Chris Allen Beeman

Wells Fargo Clearing Services, LLC

Roseville, CA

Truckee, CA

Reno, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-11-20
CA RA APPROVED 2018-08-23
TX RA APPROVED 2018-08-23
  • NV RA
    APPROVED
    Since 2024-11-20
  • CA RA
    APPROVED
    Since 2018-08-23
  • TX RA
    APPROVED
    Since 2018-08-23

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

Truckee, CA • United States

6005 Plumas St Ste 200, Reno, NV 89519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Inc. Roseville CA 07/2007 08/2018
Morgan Stanley Smith Barney Lincoln CA 06/2009 08/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2018
Wells Fargo Clearing Services, Llc Lincoln Hills CA 08/2018 Present
  • 07/2007 → 08/2018
    Morgan Stanley & Co., Inc.
    Roseville, CA
  • 06/2009 → 08/2018
    Morgan Stanley Smith Barney
    Lincoln, CA
  • 01/2015 → 08/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2018 → Present
    Wells Fargo Clearing Services, Llc
    Lincoln Hills, CA
Previous Registrations
  • 2009-06-01 → 2018-08-24
    Morgan Stanley
    Lincoln, CA
    Roseville, CA
  • 2007-07-06 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lincoln, CA
    Roseville, CA
  • 2002-03-05 → 2007-07-12
    A. G. Edwards & Sons, Inc.
    Lincoln Hills, CA
    Lincoln, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-25
S63 Uniform Securities Agent State Law Examination 1998-03-04
  • S65 Uniform Investment Adviser Law Examination
    1998-03-25
  • S63 Uniform Securities Agent State Law Examination
    1998-03-04
Other Names
  • Christopher Allen Beeman

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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