Michael Curtis Moorhead

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 05/2012 → Present
  Tippett Moorhead Financial Partners, Llc
  Costa Mesa, CA

Other Businesses

1) Sunwest Bank; 2050 Main Street, Irvine, CA 92614; 06/27/2016; Board of Directors; Member of ALCO Committee (Asset Liability Committee); Investment Related; 4 hours/month; 4 hours/month during business hours; Expense Reimbursement. 2) Tippett, Moorhead & Haden, An Alera Group; 3200 Park Center Drive, Suite 550, Costa Mesa, CA 92626; 04/2018; Managing Partner; Fixed life settlements, other insurance products as well, e.g. non-variable life, disability, Long Term care, fixed annuities; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions. 3) Revoz Fund, LP; 1400 Newport Center Drive, Suite 270, Newport Beach, CA 92660; 12/01/2019; Committee Member; Provide advice on investments, financing, policies and procedures; Investment Related; 1 hour/month; 1 hour/month during business hours; Expense Reimbursement, Wages/Salary/Tips. 4) Popic, LLC; 665 West 17th Street, Costa Mesa, CA 92627; Popic, LLC is a captive provider specializing in renters insurance for property owners; Not investment-related; Refer property owners to Popic; 01/2023; 1 hour/month; 1 hour/month during trading hours. 5) Hovde Campaign for US Senate; 22 W. Washington Ave,, Suite 350, Madison WI 53703; Hovde Campaign; Not-Investment Related; Volunteering; Setting up a fundraiser; 03/27/2024; 2 hours per month; 2 hours per month during trading hours. 6) Canyon Crest Community Association: One Big Canyon Drive, Newport Beach CA 92663; homeowner association; Not-Investment-Related; Board member; Decision making for our Sub-association; 04/03/2024 2 hours per month; 2 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-19
• S63 Uniform Securities Agent State Law Examination
  1998-04-02