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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-09-01 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Lititz, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 12/1997 | 06/2022 |
| Lpl Financial | King Of Prussia | PA | 09/2022 | 11/2025 |
| Private Advisor Group, Llc | Morristown | NJ | 09/2022 | Present |
1.Mr. Mulholland is an assistant professor of accounting, economics, corporate finance and personal finance and investing at Lancaster Bible College. None of the educational content in these courses is intended as investment advice for any individual. Mr. Mulholland devotes about 112 hours a month to this activity inside and outside of trading hours. This activity is not related to Mr. Mulholland's investment services practice. This activity is not located at the address where Mr. Mulholland is registered and is separate and apart from Private Advisor Group. 2.Mr. Mulholland is the owner of PD Capital Management LLC through which he operates a financial services practice, but which is owned independently from Private Advisor Group, LLC. This activity is at the address where Mr. Mulholland is registered, and is related to his investment services practice. Mr. Mulholland devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Mulholland devotes to activity providing investment services through Private Advisor Group.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-27 |
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