Daniel Matthew Wehner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-02-14
TX	RA	APPROVED_RES	2018-02-14

OH RA
APPROVED

Since 2018-02-14
TX RA
APPROVED_RES

Since 2018-02-14

Branch Locations

Mount Vernon, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Putnam Sr Care	Columbus	OH	07/1997	Present
Invest Financial Corp.	Tampa	FL	10/2008	Present
Lpl Financial Llc	Columbus	OH	02/2018	Present

07/1997 → Present

Putnam Sr Care

Columbus, OH
10/2008 → Present

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Columbus, OH

Previous Registrations

2009-08-14 → 2018-02-14

Invest Financial Corporation

Strongsville, OH

Columbus, OH

Appleton, WI

Other Businesses

1. 02/14/2018 - PUTNAM SENIOR CARE - Investment Related - 5625 N. HIGH ST, # 6,, WORTHINGTON, OH 46085 - Non-Variable Insurance - Agent - Start Date 1/1/97 - 5 Hours Per Month/5 Hours During Securities Trading. 2. 03/12/2019 - No business name - Not investment related - At reported business location(s) - Notary Public - 1 hr/mo - 0 hrs during trading. 3. 04/24/2024 - green valley shrimp farm - Other - shrimp farm - statutory agent - Not Investment Related - 12963 sockman, Mount Vernon, Ohio 43050

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-11-13

S63 Uniform Securities Agent State Law Examination

2009-11-13

Other Names

Daniel Wehner

View on SEC IAPD