Robert Nicholas Auclair

Employer firm

Balanced Wealth Management, LLC. CRD 174699

$102M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Balanced Wealth Management, Llc.

1350 Division Road Suite 204, West Warwick, RI 02893 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-04-03
RI	RA	APPROVED	2015-02-09

MA RA
APPROVED

Since 2015-04-03
RI RA
APPROVED

Since 2015-02-09

Branch Locations

1350 Division Road Suite 204, West Warwick, RI 02893 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Randall Financial Group, Llc	Providence	RI	11/2005	Present
Balanced Wealth Management, Llc	East Greenwich	RI	02/2015	Present

11/2005 → Present

Randall Financial Group, Llc

Providence, RI
02/2015 → Present

Balanced Wealth Management, Llc

East Greenwich, RI

Previous Registrations

2005-11-07 → 2015-04-02

Ncu Investment Solutions

Smithfiled, RI

Other Businesses

TAX PREPARATION SERVICES PROVIDED UNDER BALANCED WEALTH MANAGEMENT, LLC. NON-ADVISORY AND SEPARATE FROM ADVISORY BUSINESS. DURING TAX SEASON ONLY. SAME ADDRESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-26
S63	Uniform Securities Agent State Law Examination	1999-01-29

S65 Uniform Investment Adviser Law Examination

2005-10-26
S63 Uniform Securities Agent State Law Examination

1999-01-29

Designations

Certified Financial Planner

Other Names

Robert Nicholas Avclair
Rob Auclair

View on SEC IAPD