Stephanie Sherman

Current Employers

Employment History

• 03/2003 → Present
  Prudential Insurance Company Of America
  Newark, NJ
• 03/2003 → 11/2024
  Pruco Securities, Llc.
  Newark, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  West Palm Beach, FL

Previous Registrations

• 2003-04-28 → 2024-11-14
  Pruco Securities, Llc.
  Whippany, NJ
  Newark, NJ
  Whippany, NJ
  Whippany, NJ
  East Hanover, NJ
  Newark, NJ
  Rockaway, NJ
  Basking Ridge, NJ
  Newark, NJ
  Rockaway, NJ
  Rockaway, NJ
  West Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
  Basking Ridge, NJ
• 2002-06-07 → 2003-03-18
  Ubs Financial Services Inc.
  Weehawken, NJ

Other Businesses

1) 11/14/2024 - Braintree Group - I coach a small business owner on how to increase her sales & business organization - Outside/W-2 Employment - Non Inv Related - At WEST PALM BEACH, FL - Start Date 05/17/2021 - 2hrs/mth - 2hrs/mth During Trading 2) 12/06/2026-Stephanie Sherman & Associates-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/06/2014-160hrs/mth-160hrs/mth during trading 3) 07/22/2026-Stephanie Sherman & Associates-Financial Advisor-Property and Casualty-Inv related-At West Palm Beach, FL-Start date 03/01/2003-1hrs/mth-0hrs/mth during trading 4) 07/09/2026-The Club at ibis-Board Member-Non-Profit Board Member-Not inv related-At West Palm Beach, FL-Start date 09/01/2026-5hrs/mth-2hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-23
• S63 Uniform Securities Agent State Law Examination
  1999-04-12