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One Boston Place 29Th Floor, Boston, MA 02108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-02-19 |
Branch Locations
One Boston Place 29Th Floor, Boston, MA 02108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfs, Llc | Boston | MA | 04/2002 | Present |
| Wainwright Investment Counsel, Llc | Boston | MA | 07/2013 | Present |
MR. FABRIZIO IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF DIRECTOR OF RESEARCH. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS. MR. FABRIZIO PERIODICALLY ENGAGES IN OUTSIDE BUSINESS ACTIVITIES CONSISTING OF PROPERTY AND REAL ESTATE PURSUITS THAT INCLUDE: REHABILITATION OF HOUSES, SALE OF SAID PROPERTIES AND "HANDYMAN" WORK TO BE DONE ON WEEKENDS; AND OWNERSHIP AND MAINTENANCE OF RENTAL PROPERTY. MR. FABRIZIO IS ALSO PERIODICALLY COMPENSATED FOR PLAYING WITH A MUSICAL BAND. NONE OF THESE ACTIVITIES OCCUR DURING MARKET HOURS. LASTLY, MR. FABRIZIO IS A VOLUNTEER COMMITTEE MEMBER OF THE PERMANENT BUILDING COMMITTEE FOR THE TOWN OF NORWELL, MA. THE COMMITTEE IS TASKED PRIMARILY WITH OVERSEEING THE RESTORATION AND/OR RENOVATION OF TOWN BUILDINGS. TIME SPENT ON THE COMMITTEE ALSO OCCURS OUTSIDE OF MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-18 |
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