Best Investors Account Sign in
Inactive

Mark Joseph Reisman

Pelican Bay Asset Management, Inc.

New York City, NY

CRD 2998849

Claim This Profile
Employer firm

Pelican Bay Asset Management, Inc. CRD 121410

$40.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pelican Bay Asset Management, Inc.

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-03-01
PA RA APPROVED 2003-02-10
  • NY RA
    APPROVED
    Since 2023-03-01
  • PA RA
    APPROVED
    Since 2003-02-10

Branch Locations

175 Riverside Drive, Apt. 8K, New York City, NY 10024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pelican Bay Asset Management, Inc. New York City NY 06/1999 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-28
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S65 Uniform Investment Adviser Law Examination
    1999-05-28
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10
Other Names
  • Mark Joseph Reisman

View on SEC IAPD

Nearby Firms

HIGHTOWER ADVISORS, LLC
CIBC PRIVATE WEALTH ADVISORS, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

More in New York City, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor