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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2015-12-10 |
Branch Locations
East Chatham, NY • United States
White Plains, NY • United States
90 Park Ave 18Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | New York | NY | 07/1997 | Present |
| Mml Investors Services, Llc | New York | NY | 01/1998 | Present |
| Lenox Advisors, Inc. | New York | NY | 01/2007 | 02/2023 |
| Lenox Advisors, Inc. | New York | NY | 03/2023 | Present |
(1) NAME: ROBERT SEGALL / LENOX ADVISORS INV REL: Y ADD: 90 PARK AVENUE 18TH FLOOR NEW YORK NY 10016 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/01/07 HR/MO: 8 HR/MO DURING SEC TRADING: 2 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH. (2) NAME: ROBERT SEGALL INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: WRITER/SPEAKER POSITION: WRITER/SPEAKER START DATE: 10/14/2020 HR/MO: 10 HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-16 |
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