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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-22 |
| FL | RA | APPROVED | 2018-10-24 |
Branch Locations
2025 Lakewood Ranch Blvd., Ste. 102, Bradenton, FL 34211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Lavista | NE | 11/2009 | 10/2018 |
| Southern Trust Financial Planning, Inc. | Sarasota | FL | 11/2009 | 10/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 10/2018 | Present |
1) HARRIS & ASSOCIATES LLC, PO BOX 1006, ELLENTON, FL, 6/2005, DBA OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 1 HR/MO TRADING. 2) INSURANCE FOR SENIORS LLC, 6109 100TH AVE E, PARRISH, FL, 6/2017, DBA OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 2 HR/MO TRADING. 3) SMARTPRO FINANCIAL, 6710 PROFESSIONAL PARKWAY WEST, STE 305, SARASOTA, FL, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO, 5 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 120 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) FINANCIAL FREEDOM, 11725 18TH PLACE E, APT 8109, LAKEWOOD RANCH, FL, 11/2022, OWNER, DBA, INV REL, 160 HR/MO, 130 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
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