Maria Teresa Aronoff

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 06/2016 → 08/2019
  Bank Of America, N.A.
  Mill Valley, CA
• 09/2019 → 03/2023
  Eqis Capital Management, Inc.
  San Rafael, CA
• 01/2021 → 12/2022
  Portsmouth Financial Services
  San Francisco, CA
• 04/2023 → Present
  Cnr Securities, Llc
  Houston, TX

Previous Registrations

• 2020-08-31 → 2023-08-21
  Freedom Investment Management, Inc.
  South Windsor, CT
• 2016-07-01 → 2019-08-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
  Mill Valley, CA
  Tiburon, CA
  Mill Valley, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  1998-05-04

Other Names

• M Teresa Barajasaronoff
• M Teresa Barajas
• Maria Teresa Barajas
• M Teresa Aronoff
• M Teresa Barajasaronoff
• Maria Teresa Barajasaronoff
• Teresa Barajas Aronoff
• Maria Teresa Barajas-Aronoff
• M Teresa Barajas-Aronoff