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Maria Teresa Aronoff

Rbc Rochdale, LLC

San Francisco, CA

New York, NY

Tiburon, CA

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
ID RA APPROVED 2026-02-20
WA RA APPROVED 2026-02-20
CA RA APPROVED 2023-05-08
  • AK RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • ID RA
    APPROVED
    Since 2026-02-20
  • WA RA
    APPROVED
    Since 2026-02-20
  • CA RA
    APPROVED
    Since 2023-05-08

Branch Locations

455 Market St Ste 2000, San Francisco, CA 94105 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Tiburon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 03/2016 08/2019
Bank Of America, N.A. Mill Valley CA 06/2016 08/2019
Eqis Capital Management, Inc. San Rafael CA 09/2019 03/2023
Portsmouth Financial Services San Francisco CA 01/2021 12/2022
Cnr Securities, Llc Houston TX 04/2023 Present
  • 03/2016 → 08/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mill Valley, CA
  • 06/2016 → 08/2019
    Bank Of America, N.A.
    Mill Valley, CA
  • 09/2019 → 03/2023
    Eqis Capital Management, Inc.
    San Rafael, CA
  • 01/2021 → 12/2022
    Portsmouth Financial Services
    San Francisco, CA
  • 04/2023 → Present
    Cnr Securities, Llc
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 1998-05-04
  • S66 Uniform Combined State Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-05-04
Other Names
  • M Teresa Barajasaronoff
  • M Teresa Barajas
  • Maria Teresa Barajas
  • M Teresa Aronoff
  • M Teresa Barajasaronoff
  • Maria Teresa Barajasaronoff
  • Teresa Barajas Aronoff
  • Maria Teresa Barajas-Aronoff
  • M Teresa Barajas-Aronoff

View on SEC IAPD

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