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Jonathan Patrick O'BRien

Morgan Stanley

Sherman Oaks, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CA RA APPROVED 2012-03-02
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2012-03-02

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sherman Oaks CA 03/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney
    Sherman Oaks, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-01-03 → 2012-03-02
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
    Santa Monica, CA
    Santa Monica, CA
    Malibu, CA
  • 2001-08-31 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Monica, CA
    Los Angeles, CA
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    Pacific Palisades, CA
    Malibu, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-16
  • S66 Uniform Combined State Law Examination
    1998-10-16
Other Names
  • Jon Obrien
  • Jonathan Patrick Obrien

View on SEC IAPD

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Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA
THE WEALTH CONSULTING GROUP · SHERMAN OAKS, CA

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