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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-14 |
| WI | RA | APPROVED | 2025-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steven Kosnick | Middleon | WI | 10/2015 | 10/2016 |
| Northwestern Mutual Investment Services Llc | Middleton | WI | 11/2015 | 05/2019 |
| Joshua Kosnick | Middleton | WI | 11/2016 | 05/2019 |
| Unemployed | Cross Plaines | WI | 05/2019 | 03/2020 |
| Axa Advisors Llc | New York | NY | 05/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2020 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Madison | WI | 11/2020 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-17 |
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