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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-14
WI RA APPROVED 2025-05-13
  • TX RA
    APPROVED_RES
    Since 2025-05-14
  • WI RA
    APPROVED
    Since 2025-05-13

Branch Locations

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

2 E Mifflin St, Madison, WI 53703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steven Kosnick Middleon WI 10/2015 10/2016
Northwestern Mutual Investment Services Llc Middleton WI 11/2015 05/2019
Joshua Kosnick Middleton WI 11/2016 05/2019
Unemployed Cross Plaines WI 05/2019 03/2020
Axa Advisors Llc New York NY 05/2020 06/2020
Equitable Advisors, Llc New York NY 05/2020 10/2020
Wells Fargo Clearing Services, Llc Madison WI 11/2020 04/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Milwaukee WI 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-17
  • S66 Uniform Combined State Law Examination
    2015-12-17
Other Names
  • David C Hayward
  • David Christopher Hayward
  • David Hayward

View on SEC IAPD

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