Hossein Moini

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 11/2016
  Wells Fargo Advisors Llc
  Irvine, CA
• 11/2016 → 07/2021
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 08/2021 → 04/2024
  Truist Investment Services, Inc
  Atlanta, GA
• 08/2021 → 04/2024
  Truist Investment Services, Inc
  Atlanta, GA
• 07/2024 → Present
  U.S. Bank
  Irvine, CA
• 08/2024 → 02/2026
  U.S. Bancorp Investments, Inc.
  Irvine, CA
• 04/2024 → 07/2024
  Unemployed
  Anaheim, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Irvine, CA

Previous Registrations

• 2024-08-27 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Irvine, CA
  Sioux Falls, SD
  Irvine, CA
• 2021-08-04 → 2024-05-08
  Truist Advisory Services, Inc.
  Los Angels, CA
  Beverly, CA
  Newport Beach, CA
  Irvine, CA
• 2011-01-03 → 2021-08-03
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Minneapolis, MN
  Irvine, CA
  Minneapolis, MN
  Irvine, CA
  Minneapolis, MN
  Tarpon Springs, FL
• 2008-03-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Newport Beach, CA
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29
• S63 Uniform Securities Agent State Law Examination
  1998-06-15

Other Names

• Sam Moini