Anthony Michael D'AUria

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 06/2020
  Royal Alliance Associates, Inc.
  West Orange, NJ
• 06/2020 → 07/2025
  Ameriprise Financial Services, Llc
  West Orange, NJ
• 07/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2020-06-17 → 2025-08-11
  Ameriprise Financial Services, Llc
  West Orange, NJ
  Bronx, NY
• 2006-11-02 → 2020-06-19
  Osaic Wealth, Inc.
  West Orange, NJ
  Middlefield, CT
  West Orange, NJ
• 2004-10-20 → 2006-01-10
  Banc Of America Investment Services, Inc.
  Yonkers, NY
• 2004-09-29 → 2004-10-20
  Quick & Reilly, Inc.
  White Plains, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-28
• S63 Uniform Securities Agent State Law Examination
  1998-03-20

Other Names

• Anthony Michael Dauria
• Anthony Michael D Auria
• Anthony M D'AUria
• Anthony M Dauria
• Anthony M D Auria