Thomas Hugh Curry

Current Employers

Employment History

• 10/1996 → Present
  Curry & Curry, P.A.
  Charlotte, NC
• 08/2012 → 05/2017
  Capital Guardian Wealth Management, Llc
  Charlotte, NC
• 08/2012 → 05/2017
  Capital Guardian, Llc
  Charlotte, NC
• 05/2017 → 12/2018
  Lincoln Financial Securities Corporation
  Matthews, NC
• 12/2018 → 01/2023
  Lincoln Financial Securities Corporation
  Charlotte, NC
• 01/2023 → Present
  Cambridge Investment Research, Inc.
  Fee Business, IA
• 01/2023 → Present
  Cambridge Investment Research Advisor, Inc.
  Fairfield, IA

Previous Registrations

• 2017-05-02 → 2023-01-06
  Osaic Fs, Inc.
  Matthews, NC
  Matthews, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2012-08-21 → 2017-05-02
  Capital Guardian Wealth Management, Llc
  Charlotte, NC
  Matthews, NC
• 2006-07-03 → 2012-08-28
  Woodbury Financial Services, Inc.
  Charlotte, NC
  Charlotte, NC
• 2000-02-29 → 2006-06-14
  Equity Services, Inc.
  Charlotte, NC

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING 2) CURFAM INVESTMENTS LLC, 1001 BERKELEY AVE, CHARLOTTE, NC, PARTNER, FAMILY LLC, 07/2008, NIR, 0 HR/MO, 0 HR/MO TRADING. 3) CURRY FAMILY PARTNERSHIP LLC, 1001 BERKELEY, CHARLOTTE, NC, 03/1997, MEMBER, FAMILY LLC, NIR, 0 HR/MO, 0 HR/MO TRADING. 4) ALAN D. TEAGUE, CPA, PC, CHARLOTTE, NC, 02/2019, PART TIME EMPLOYEE, TAX PREP, NIR, 20 HR/MO, 20 HR/MO TRADING. 5) THOMAS H. CURRY, FORT MILL, SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/2019, NIR, 5 HR/MO, 5 HR/MO TRADING. 6) ANDY MERMANS, 04/01/2003, Trustee, Position of Trust, NIR, 0 HR/MO - 0 HR/MO TRADING 7) ROBIN MILO PERRIGO, 04/01/2003, Trustee, Position of Trust, NIR, 0 HR/MO - 0 HR/MO TRADING 8) ENSEMBLE TAX AND ACCOUNTING, LLC, 415 S Sharon Amity Rd Ste B, Charlotte NC 28211, START DATE 12/2025, Owner, Tax Services, NIR, 40 HR/MO, 40 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-19
• S63 Uniform Securities Agent State Law Examination
  1998-02-25

Other Names

• Tom Curry
• Thomas Hugh Curry