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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-25 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Shawnee Mission | KS | 05/2011 | 09/2021 |
| Lpl Financial, Llc | Overland Park | KS | 05/2021 | 08/2022 |
| Mariner Wealth Advisors | Overland Park | KS | 08/2022 | Present |
| Msec, Llc | Overland Park | KS | 08/2022 | Present |
MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; SENIOR ASSOCIATE, COMPLIANCE; START DATE 08/2022; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; SENIOR ASSOCIATE, COMPLIANCE; START DATE 08/2022; 40 HRS/WK DURING SECURITIES TRADING HOURS. Brandt Midwest, LLC DBA Mission Clean; not investment related; office cleaning business; owner; start date 03/2026; 20 hours/month, 0 during trading hours; owner of office cleaning business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-06 |
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