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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2019-10-22 |
| TX | RA | APPROVED_RES | 2019-10-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2009 | 10/2019 |
| Wells Fargo Clearing Services Llc | Southampton | NY | 10/2019 | Present |
WE DESIGN, NOT INVT RELATED, EAST HAMPTON, NY, 100% OWNERSHIP WITH SPOUSE, START DATE 9/1/1996, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNERS. RENTAL PROPERTY, INVT RELATED, EAST HAMPTON, NY, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2015, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. EAST HAMPTON VILLAGE ZONING BOARD OF APPEALS; NOT INV. RELATED; EAST HAMPTON, NY; BOARD MEMBER; START DATE 1/2022; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS AND ASSIST IN MAKING DECISIONS TO APPLICANTS REGARDING RELIEF OF ZONING REGULATIONS. EAST HAMPTON VILLAGE ZONING BOARD OF APPEALS ; NOT INV RELATED;EAST HAMPTON,NY; 3 MORE YEARS; EAST HAMPTON VILLAGE, ZONING BOARD OF APPEALS MEMBER ; START DATE: 7/10/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-18 |
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